REG Study Group July August 2013 - Page 115

Viewing 15 replies - 1,711 through 1,725 (of 1,892 total)
  • Author
    Replies
  • #440340
    wantCPA
    Member

    @MrsBing

    I thought Regulation D was private offering exemption which means the general solicitation usually is prohibited meaning no advertising is allowed.

    What was the right answer?

    BEC 5.31
    FAR 86
    REG 84
    AUD 78

    #440467
    wantCPA
    Member

    @MrsBing

    I thought Regulation D was private offering exemption which means the general solicitation usually is prohibited meaning no advertising is allowed.

    What was the right answer?

    BEC 5.31
    FAR 86
    REG 84
    AUD 78

    #440342
    wantCPA
    Member

    @MrsBing

    What time is your test on 8.29.13?

    Mine is at 12. I am freaking out. I am pulling an all nighter tonight. I couldn't study at all last night since my little one was sick… I honestly didn't even read through Chapter 8 in Becker.

    Lets see what happens!

    BEC 5.31
    FAR 86
    REG 84
    AUD 78

    #440469
    wantCPA
    Member

    @MrsBing

    What time is your test on 8.29.13?

    Mine is at 12. I am freaking out. I am pulling an all nighter tonight. I couldn't study at all last night since my little one was sick… I honestly didn't even read through Chapter 8 in Becker.

    Lets see what happens!

    BEC 5.31
    FAR 86
    REG 84
    AUD 78

    #440344
    Qlad
    Member

    @ mscdngal…thanks..

    FAR 72,71,81 🙂
    AUD 64,71, 72, 75 🙂 I'm done !!!
    REG 73, 74, 74, 84 🙂
    BEC 76 🙂

    #440471
    Qlad
    Member

    @ mscdngal…thanks..

    FAR 72,71,81 🙂
    AUD 64,71, 72, 75 🙂 I'm done !!!
    REG 73, 74, 74, 84 🙂
    BEC 76 🙂

    #440346
    MrsBing
    Member

    I don't remember the right answer, but when I read the text notes for that question, Wiley says, “General offering and solicitations are permitted under Rule 504”. Becker says the same thing.

    My test is this Saturday, either 12 or 12:30.

    I haven't been studying as much as I wanted to this week, but I have Friday all, so I will study the majority of that day and get to bed early. Then just read notes a few hours before the test.

    Becker, Wiley Test Bank, and Ninja 10 Point Combo!

    FAR: 89
    REG: 87
    AUD: 92
    BEC: 75
    Ethics: 90

    Licensed Arizona CPA

    #440473
    MrsBing
    Member

    I don't remember the right answer, but when I read the text notes for that question, Wiley says, “General offering and solicitations are permitted under Rule 504”. Becker says the same thing.

    My test is this Saturday, either 12 or 12:30.

    I haven't been studying as much as I wanted to this week, but I have Friday all, so I will study the majority of that day and get to bed early. Then just read notes a few hours before the test.

    Becker, Wiley Test Bank, and Ninja 10 Point Combo!

    FAR: 89
    REG: 87
    AUD: 92
    BEC: 75
    Ethics: 90

    Licensed Arizona CPA

    #440349
    Jennifer241
    Member

    @MrsBing

    Tricky question. Hope my explanation makes sense:

    Regulation D as defined is intended for private offerings, therefore, the regulation prohibits “general” advertising of the securities. Under Reg D there are three private offering exemptions : 504, 505 & 506. Having said that, there is an exception where general advertising under 504 might be allowed which is -as long as it is restricted to accredited investors. I'm guessing that's what your notes might be referring to.

    My notes on Rule 504: General offering and solicitations are permitted under Rule 504 as long as they are restricted to “accredited investors”.

    The question does not state that it's too accredited investors, so B would be the correct answer.

    I got it wrong the first time too and did some research, hope this helps! 🙂

    AUD - Jan 9,13 Pass
    REG - Aug 30,13 Pass
    BEC - Oct 26,13 Pass
    FAR - Dec 4,13 Pass

    Licensed CPA in the state of Oregon

    #440475
    Jennifer241
    Member

    @MrsBing

    Tricky question. Hope my explanation makes sense:

    Regulation D as defined is intended for private offerings, therefore, the regulation prohibits “general” advertising of the securities. Under Reg D there are three private offering exemptions : 504, 505 & 506. Having said that, there is an exception where general advertising under 504 might be allowed which is -as long as it is restricted to accredited investors. I'm guessing that's what your notes might be referring to.

    My notes on Rule 504: General offering and solicitations are permitted under Rule 504 as long as they are restricted to “accredited investors”.

    The question does not state that it's too accredited investors, so B would be the correct answer.

    I got it wrong the first time too and did some research, hope this helps! 🙂

    AUD - Jan 9,13 Pass
    REG - Aug 30,13 Pass
    BEC - Oct 26,13 Pass
    FAR - Dec 4,13 Pass

    Licensed CPA in the state of Oregon

    #440351
    Anonymous
    Inactive

    Hey jennifer

    It looks like your ready to go for REG bouncing back strong from BEC. Good luck!!

    #440477
    Anonymous
    Inactive

    Hey jennifer

    It looks like your ready to go for REG bouncing back strong from BEC. Good luck!!

    #440353
    Anonymous
    Inactive

    Four days left till the exam (three days of studying) and I'm entering my freaking-out-intensely-focused phase. Here's what my little study area in the basement looks like. I miss the sun . . .

    https://i.minus.com/iuOa6kowoeo2K.jpg

    See if you can identify the three different review programs!

    #440479
    Anonymous
    Inactive

    Four days left till the exam (three days of studying) and I'm entering my freaking-out-intensely-focused phase. Here's what my little study area in the basement looks like. I miss the sun . . .

    https://i.minus.com/iuOa6kowoeo2K.jpg

    See if you can identify the three different review programs!

    #440355
    MrsBing
    Member

    @Jennifer, thanks for the explanation.

    Becker, Wiley Test Bank, and Ninja 10 Point Combo!

    FAR: 89
    REG: 87
    AUD: 92
    BEC: 75
    Ethics: 90

    Licensed Arizona CPA

Viewing 15 replies - 1,711 through 1,725 (of 1,892 total)
  • The topic ‘REG Study Group July August 2013 - Page 115’ is closed to new replies.